Viewing entries tagged with 'wsj'
Financial Planning lacking
In today's Personal Finance section was a quick article by Suzanne Barlyn uncovering the GAO's study on financial planners. Once again, the financial planning trade groups seek to expand their membership instead of solving the problem. In the letter I wrote to Senator Dodd last March, I outlined the need to have a set of standards for financial planning and the need for such to be taken back from FINRA.